Daniel Griggs is a registered investment advisor at Griggs Capital LLC, based in Lexington, KY, with 12 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Griggs Capital charges a performance-based fee of 20% of net profits above a high water mark. The high water mark is the highest value of the client’s account on the last day of any previous year, after accounting for deposits and withdrawals. These fees are paid annually. There are no fees charged for Griggs family members, and one client relationship predates registration and continues with no fees charged.
Location
Lexington, KY
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Griggs Capital LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.