Miten Bhatia is a registered investment advisor, based in Millbrae, CA, with 11 years of industry experience.
Location
1551 El Camino Real, Millbrae, CA, 94030
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Miten is a Vice President and Financial Advisor at Tri Counties Advisors and Tri Counties Bank since 2021. He dedicates a significant amount of time to these roles, working more than full-time hours during trading hours and about a quarter to half of his time outside of trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
U.S. Bancorp Investments, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.