PR
PR

Peggy Lynn Romero

11 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
1,119 clients
Average Client Portfolio
$442K average
Assets Under Management
$494.4M

Fee Structure

Minimum Annual Fee:$200
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Location

Arlington, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Peggy is the owner/manager of Primary Wealth Care Providers, LLC, where she works as a financial advisor. She dedicates significantly more than full-time hours per month to this activity, including 20-25 hours during trading hours, providing retirement planning, investment strategy & advice, and annuity sales.

Employment History
Current Registrations
Stonex Securities INC.Broker
October 2024 - Present · 1 yr 4 mos
Trust Advisory Group LTD
April 2016 - Present · 9 yrs 10 mos
Previous Registrations
Ages Financial Services, LTD.Broker
April 2016 - September 2024 · 8 yrs 5 mos
Park Avenue Securities LLC
February 2015 - April 2016 · 1 yr 2 mos
Park Avenue Securities LLCBroker
August 2014 - April 2016 · 1 yr 8 mos
State Registrations13 states
AZCACOCTDCFLINMANHPASCTNVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.