BG
CFA · CFP
BG
CFA · CFP

Brooke Garcia

10 Years of Experience
Topeka, KS
Broker

Brooke Garcia is a CFA, CFP-designated registered investment advisor, based in Topeka, KS, with 10 years of industry experience.

Location

2950 SW McClure Rd, Ste B, Topeka, KS, 66614

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brooke is an associated person at AE Wealth Management LLC, dedicating full-time hours to securities sales and services. She also serves as President/Founder of Ambassador Financial, providing micro-loans, and spends minimal time crafting handmade leather items for sale.

Employment History
Current Registrations
Ae Financial Services, LLCBroker
January 2023 - Present · 3 yrs 6 mos
Ae Wealth Management, LLC
December 2022 - Present · 3 yrs 7 mos
Previous Registrations
Endex Capital Managment LLC
July 2021 - November 2022 · 1 yr 4 mos
Demarche
July 2021 - November 2022 · 1 yr 4 mos
Demarche
July 2021 - November 2022 · 1 yr 4 mos
CBIZ Investment Advisory Services, LLC
September 2020 - April 2021 · 7 mos
Security DistributorsBroker
July 2019 - September 2020 · 1 yr 2 mos
Security DistributorsBroker
August 2013 - September 2017 · 4 yrs 1 mo
State Registrations1 state
KS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brooke Garcia - Financial Advisor | TrueAdvisor