AG
AG

Alexander Glancy

10 Years of Experience
Peoria, IL
Broker

Alexander Glancy is a registered investment advisor at MML Investors Services, LLC, based in Peoria, IL, with 10 years of industry experience. Alexander operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

Loading...

Location

401 S W Water Street, Suite 303, Peoria, IL, 61602

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
MML Investors Services, LLC
March 2023 - Present · 3 yrs 2 mos
MML Investors Services, LLC
March 2023 - Present · 3 yrs 2 mos
MML Investors Services, LLCBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLC
December 2016 - October 2022 · 5 yrs 10 mos
J.P. Morgan Securities LLCBroker
December 2016 - October 2022 · 5 yrs 10 mos
Midwestern Securities Trading Co.,llc
December 2014 - July 2016 · 1 yr 7 mos
Midwestern Securities Trading Company, LLCBroker
August 2014 - July 2016 · 1 yr 11 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.