Alireza Kandi is a registered investment advisor, based in Naples, FL, with 11 years of industry experience.
Location
999 Vanderbilt Beach Road, Suite 200, Naples, FL, 34108
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Alireza is registered with 3Edge Asset Management, LP, a SEC Registered Investment Advisor, and Vigilant Distributors, LLC, an unaffiliated Broker Dealer.
Employment History
Current Registrations
Vigilant Distributors, LLC
October 2024 - Present · 1 yr 7 mos
Vigilant Distributors, LLCBroker
October 2024 - Present · 1 yr 7 mos
3edge Asset Management, LP
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
TD Ameritrade, INC.
August 2022 - October 2022 · 2 mos
TD Ameritrade, INC.Broker
August 2022 - May 2023 · 9 mos
Charles Schwab & CO., INC.
July 2021 - May 2023 · 1 yr 10 mos
Charles Schwab & CO., INC.Broker
July 2021 - May 2023 · 1 yr 10 mos
Cetera Investment Advisers LLC
February 2020 - May 2021 · 1 yr 3 mos
Cetera Investment Services LLCBroker
February 2020 - May 2021 · 1 yr 3 mos
Charles Schwab & CO., INC.
September 2015 - November 2019 · 4 yrs 2 mos
Charles Schwab & CO., INC.Broker
October 2013 - November 2019 · 6 yrs 1 mo
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.