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Andrew Casertano

8 Years of Experience
Seaford, DE
BrokerSells Insurance

Andrew Casertano is a registered investment advisor at Cetera Investment Advisers LLC, based in Seaford, DE, with 8 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Seaford, DE

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Andrew sells fixed insurance through Securian Capital of the Chesapeake and other companies, dedicating a few hours per week to each. He also operates under the DBA Kinnect Advisors for financial and insurance services, spending about a quarter of his time on this.

Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
November 2021 - August 2023 · 1 yr 9 mos
Securian Financial Services, INC.Broker
September 2021 - August 2023 · 1 yr 11 mos
Nylife Securities LLCBroker
August 2019 - November 2020 · 1 yr 3 mos
PFS Investments INC.Broker
January 2016 - March 2017 · 1 yr 2 mos
PFS Investments INC.Broker
January 2015 - December 2015 · 11 mos
PFS Investments INC.Broker
September 2014 - December 2014 · 3 mos
PFS Investments INC.Broker
October 2013 - March 2014 · 5 mos
State Registrations6 states
DEGAMDOKVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Casertano - Financial Advisor | TrueAdvisor