YK
YK

Young Kim

10 Years of Experience
Wayne, PA
Broker

Young Kim is a registered investment advisor, based in Wayne, PA, with 10 years of industry experience.

Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hartford Funds Distributors, LLCBroker
July 2018 - Present · 8 yrs
Hartford Funds
July 2018 - Present · 8 yrs
Hartford Funds Distributors, LLC
July 2018 - Present · 8 yrs
Previous Registrations
Scottrade Investment Management
February 2017 - March 2018 · 1 yr 1 mo
Scottrade, INC.Broker
April 2015 - March 2018 · 2 yrs 11 mos
State Registrations2 states
FLPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Young Kim - Financial Advisor | TrueAdvisor