Ward Brooks
Ward Brooks is a registered investment advisor at Api Financial Advisors, LLC, based in St Joseph, MO, with 10 years of industry experience. Ward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 227 clients with $85M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.95% |
Management fee is negotiable and no more than 1.95% annually. Clients also pay a 0.10% asset-based fee for trading costs.
Fee Estimator
Location
St Joseph, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ward is involved with Symmetry Financial Group since 2019, spending full-time hours per week on insurance sales. He is also employed by Breeze Coach Leasing, but is not currently active in that role.
Employment History
Current Registrations
Api Financial Advisors, LLC
Previous Registrations
Solomon Api, LP
Bankers Life Securities, INC.Broker
Bankers Life Advisory Services, INC.
Edward Jones
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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