Richard Holmes
Richard Holmes is a registered investment advisor at Dimensional Fund Advisors LP, based in Charlotte, NC, with 12 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,602 clients with $840B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Dimensional Fund Advisors' fees vary based on client circumstances, investment strategies, account size, and other factors. Fees for separate accounts, including those facilitated by independent financial advisors, are negotiable. The firm offers lower fees to some clients and higher fees to others invested in similar strategies. Fees are generally billed quarterly in arrears. Clients may also bear the costs and expenses charged by investment funds in which their assets are invested.
Location
1515 S Tryon St, Charlotte, NC, 28203
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is a co-owner of Skyline Logistics Network, Inc., a logistics and last-mile delivery company for FedEx. He spends about 10-20% of his time on management, hiring, payroll, and asset procurement.
Employment History
Current Registrations
Dimensional Fund Advisors LP
Dfa Securities LLCBroker
Previous Registrations
Foreside Fund Services, LLCBroker
Kingsview Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.