Ivan Jones is a registered investment advisor at LPL Enterprise, LLC, based in San Diego, CA, with 11 years of industry experience. Ivan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
4370 La Jolla Village Drive, Suite 310, San Diego, CA, 92122-1250
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ivan works as a fitness coach for MOA Fitness and FinChisel, dedicating about 10-20% of his time to these roles. He also works as a driver for Uber, spending about 10-20% of his time on this activity as well.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
MML Investors Services, LLCBroker
Park Avenue Securities LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.