Holly Vest is a registered investment advisor, based in Wilmington, NC, with 6 years of industry experience.
Location
Wilmington, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Ally Invest Advisors
March 2024 - Present · 2 yrs 2 mos
Ally Invest Securities LLCBroker
March 2024 - Present · 2 yrs 2 mos
Ally Invest Securities LLC
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Raymond James & Associates, INC.Broker
July 2021 - February 2023 · 1 yr 7 mos
Raymond James & Associates, INC.
July 2021 - February 2023 · 1 yr 7 mos
RBC Capital Markets, LLC
April 2018 - July 2019 · 1 yr 3 mos
RBC Capital Markets, LLCBroker
February 2018 - July 2019 · 1 yr 5 mos
Raymond James & Associates, INC.Broker
April 2016 - October 2017 · 1 yr 6 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.