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CFP · ChFC
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CFP · ChFC

Sara Smedley

LPL Enterprise, LLC
11 Years of Experience
Keene, NH
BrokerSells Insurance
View SEC Summary
View SEC Summary

Sara Smedley is a CFP, ChFC-designated registered investment advisor at LPL Enterprise, LLC, based in Keene, NH, with 11 years of industry experience. Sara is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

191 Washington Street, Keene, NH, 03431

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Sara operates under several DBAs for her LPL business, including New Providence Financial, LLC and Chartered Financial Services LLC, focusing on insurance and financial services. She dedicates nearly full-time hours to New Providence Financial and minimal time to the other DBAs and websites.

Employment History
Current Registrations
LPL Enterprise, LLC
November 2024 - Present · 1 yr 11 mos
LPL Enterprise, LLC
November 2024 - Present · 1 yr 11 mos
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Prudential Financial Planning Services
August 2015 - November 2024 · 9 yrs 3 mos
Pruco Securities, LLC.Broker
October 2014 - November 2024 · 10 yrs 1 mo
State Registrations23 states
CACTDCDEFLGAHIIAILMAMDMEMINCNHNJNYOHPASCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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