Kevin Sochovka is a registered investment advisor, based in Morristown, NJ, with 12 years of industry experience.
Location
Morristown, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Tcw Funds Distributors LLC
March 2024 - Present · 2 yrs 2 mos
Tcw Investment Management Company LLC
March 2024 - Present · 2 yrs 2 mos
Tcw Funds Distributors LLCBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Blackrock Investment Management, LLC
May 2018 - January 2024 · 5 yrs 8 mos
Blackrock Investments, LLCBroker
February 2018 - January 2024 · 5 yrs 11 mos
Natixis Distribution, L.P.Broker
October 2013 - January 2018 · 4 yrs 3 mos
State Registrations10 states
CACTMAMENHNJNYPARIVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.