Warren Mcguire is a registered investment advisor, based in Clarendon Hills, IL, with 12 years of industry experience.
Location
Clarendon Hills, IL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Warren is a Director at SBSI, Inc., engaging in registered representative activities, insurance, and investment advisory services, dedicating nearly full-time hours. He is also an Investment Advisor Representative at Kestra Advisory Services, LLC, spending about 10-20% of his time, and a Managing Member of SBSII LLC, spending about 10-20% of his time.
Employment History
Current Registrations
Kestra Investment Services, LLC
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.