Michael Leal is a registered investment advisor at LPL Financial LLC, based in Seguin, TX, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1336 East Court Street, Seguin, TX, 78155
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael operates under the DBAs 1st Financial Advisors and Griffin Asset Management, LLC for his LPL business. He dedicates full-time hours to 1st Financial Advisors and about 10-20% of his time to Griffin Asset Management, LLC.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
State Registrations1 state
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