Timothy Brockman is a registered investment advisor at Stock Pro, based in Bellingham, WA, with 12 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 72 clients with $34M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Standard Account Fee. Pro Account Fee is 1.75% of AUM. Fees may be higher than normally charged in the industry. Total fees will not exceed 3% of assets under management on an annual basis. The advisory fee is negotiable, depending on individual client circumstances.
Fee Estimator
Location
2219 Rimland Drive, Suite 301, Bellingham, WA, 98226-8759
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Timothy is a 25% owner of VB Investment Group LLC, a real estate property, and teaches business courses at Whatcom Community College since 2012. He also volunteers for Bellingham Yacht Club offering financial education, dedicating minimal time to the real estate and volunteer activities and nearly full-time hours to teaching.
Employment History
Current Registrations
Stock Pro
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.