Craig Liguori is a registered investment advisor, based in Phoenix, AZ, with 12 years of industry experience.
Location
Phoenix, AZ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Craig works as a contracted employee for Lyft and as an operator for Uber. These activities take a few hours per week each.
Employment History
Current Registrations
First Command Brokerage Services, INC.
September 2019 - Present · 6 yrs 8 mos
First Command Advisory Services
September 2019 - Present · 6 yrs 8 mos
First Command Brokerage Services, INC.Broker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2015 - August 2019 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2015 - August 2019 · 3 yrs 10 mos
Edward Jones
December 2013 - October 2015 · 1 yr 10 mos
Edward JonesBroker
September 2013 - October 2015 · 2 yrs 1 mo
State Registrations2 states
AZTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.