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Aaron Bethune

LPL Financial LLC
12 Years of Experience
Montgomery, AL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Aaron Bethune is a registered investment advisor at LPL Financial LLC, based in Montgomery, AL, with 12 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

445 Dexter Ave., Suite 4050, OFC#, Montgomery, AL, 36104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Aaron operates Garnet Bridge Advisors as a DBA for his LPL business and is an owner of B & A Financial, LLC for tax/investment purposes, dedicating about 10-20% of his time to the latter. He is also an agent selling term, index universal life, and whole life insurance, spending about 10-20% of his time on this activity.

Employment History
Current Registrations
LPL Financial LLC
February 2023 - Present · 3 yrs 8 mos
LPL Financial LLC
February 2023 - Present · 3 yrs 8 mos
LPL Financial LLCBroker
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Lincoln Financial Advisors Corporation
March 2021 - February 2023 · 1 yr 11 mos
Lincoln Financial Advisors CorporationBroker
May 2019 - February 2023 · 3 yrs 9 mos
Proequities, INC.Broker
October 2016 - June 2019 · 2 yrs 8 mos
Gwn Securities INC.Broker
February 2016 - September 2016 · 7 mos
PFS Investments INC.Broker
February 2014 - February 2016 · 2 yrs
State Registrations7 states
ALFLGAMOMSNCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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