Kirby Chien
Kirby Chien is a registered investment advisor at Kovack Advisors, INC., based in Lake Oswego, OR, with 11 years of industry experience. Kirby operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
Lake Oswego, OR
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Regulatory History (1)
Employment Separation After Allegations
October 2021Other Business ActivitiesSells Insurance
Kirby is the president of Bedrock Wealth Management, offering advisory services and life insurance. This activity consumes all of Kirby's time.
Employment History
Current Registrations
Kovack Advisors, INC.
Previous Registrations
Edward Jones
Edward JonesBroker
Principal Securities, INC.
Principal Securities, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.