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Taylor Fertitta

Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 Years of Experience
Beaumont, TX
1 DisclosureBroker
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Taylor Fertitta is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Beaumont, TX, with 10 years of industry experience. Taylor is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.

Merrill Lynch, Pierce, Fenner & Smith Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25502 advisors
Number of Clients
1,838,984 clients
Average Client Portfolio
$969K average
Assets Under Management
$1781.6B

Fee Structure

Investment management only (planning not offered)

Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:

  • Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
  • Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.

Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.

View Full SEC Brochure

Location

7675 Folsom Dr, Beaumont, TX, 77706

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History

Regulatory History (1)
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Criminal
April 2013
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Taylor co-owns rental property with family members, dedicating minimal time to it. Taylor is also in the process of creating an LLC for their rental home, spending minimal time on this activity as well.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2016 - Present · 10 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2016 - Present · 10 yrs 7 mos
State Registrations40 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMOMSNCNJNMNYOHOKPASCSDTNTXVAVirgin IslandsWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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