Kim Nguyen is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Irvine, CA, with 6 years of industry experience. Kim operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
18300 Von Karman Ave, Irvine, CA, 92612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kim is a board member for Orange County Advisors in Philanthropy and The Wooden Floor Non Profit Organization, dedicating minimal time to each. These activities are not investment-related.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
U.S. Bancorp Advisors, LLC
Previous Registrations
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Purus Wealth Management, LLC
State Registrations1 state
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