William Nichols is a registered investment advisor, based in Austin, TX, with 12 years of industry experience.
Location
6500 River Place Blvd., Bldg. 1, Ste. 203, Austin, TX, 78730
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William works full-time as a financial advisor at Victory Financial Group since April 2023. He also sells fixed insurance products, dedicating minimal time to this activity, and owns a short-term rental property (Wurst Friends, LLC) since May 2021.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Victory Financial
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.