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Dustin Brown

12 Years of Experience
Saint Louis, MO
Broker

Dustin Brown is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Saint Louis, MO, with 12 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

11600 Manchester Road, Suite 201, Saint Louis, MO, 63131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dustin works as a financial advisor and director of branch client services for Hake Investment Group. This takes about half of Dustin's time, including during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2017 - Present · 9 yrs 2 mos
Raymond James Financial Services, INC.Broker
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
March 2014 - June 2015 · 1 yr 3 mos
Securities Service Network, INC.Broker
November 2013 - March 2014 · 4 mos
State Registrations19 states
ARAZCACODEFLGAIAILLAMIMONCPASCTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.