Stephen Frick is a registered investment advisor, based in Jacksonville, FL, with 11 years of industry experience.
Location
8826 Goodby's Executive Drive, Suite B, Jacksonville, FL, 32217
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is an Investment Advisor Representative (IAR) with Merit Financial Group since 2019, serving clients full-time. He also works as an insurance agent with independent insurance agencies, providing insurance advice, dedicating minimal time to this activity.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Merit Financial Advisors
Previous Registrations
LPL Financial LLCBroker
Synovus Securities, INC.
Synovus Securities, INC.Broker
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.Broker
Synovus Securities, INC.Broker
Bbva Securities INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.