Johnathan Ma

Precept Advisory Group LLC

11 Years of Experience

View SEC Summary

Areas of Practice

Retirement Planning

Precept Advisory Group LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

7 advisors

Number of Clients

63 clients

Average Client Portfolio

$79.5M average

Assets Under Management

$5.0B

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

130 Theory, Suite 200, Irvine, CA, 92617

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Precept Advisory Group LLC

August 2023 - Present · 2 yrs 6 mos

Previous Registrations

Empower Advisory Group, LLC

July 2021 - July 2023 · 2 yrs

Empower Financial Services, INC.Broker

June 2021 - July 2023 · 2 yrs 1 mo

LPL Financial LLCBroker

December 2018 - February 2021 · 2 yrs 2 mos

Foresters Financial Services, INC.Broker

January 2014 - October 2018 · 4 yrs 9 mos

State Registrations2 states

CATX

Advisor

Exams

No exam information available for this advisor.