JM
JM
Johnathan Ma is a registered investment advisor at Mma Securities LLC, based in Irvine, CA, with 11 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.
Compensation
Commission-BasedFixed/Hourly
Firm Size
162 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):
- In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
- MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
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Location
130 Theory, Irvine, CA, 92617
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mma Securities LLC
January 2026 - Present · 4 mos
Previous Registrations
Precept Advisory Group LLC
August 2023 - January 2026 · 2 yrs 5 mos
Empower Advisory Group, LLC
July 2021 - July 2023 · 2 yrs
Empower Financial Services, INC.Broker
June 2021 - July 2023 · 2 yrs 1 mo
LPL Financial LLCBroker
December 2018 - February 2021 · 2 yrs 2 mos
Foresters Financial Services, INC.Broker
January 2014 - October 2018 · 4 yrs 9 mos
State Registrations2 states
CATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.