LN
LN

Lawrence Nicholson

12 Years of Experience
Plano, TX
BrokerSells Insurance

Lawrence Nicholson is a registered investment advisor at Cetera Investment Advisers LLC, based in Plano, TX, with 12 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

3300 Dallas Parkway, Suite 200, Plano, TX, 75093

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Lawrence is the owner of Nicholson Financial, LLC, operating as Centerpeace Financial Group, dedicating about a quarter of his time. He also works as an insurance agent selling fixed insurance products for various companies, dedicating minimal time to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2022 - June 2023 · 1 yr 3 mos
Allstate Financial Advisors, LLC
December 2017 - February 2022 · 4 yrs 2 mos
Allstate Financial Services, LLCBroker
December 2017 - February 2022 · 4 yrs 2 mos
Raymond James & Associates, INC.
January 2014 - November 2017 · 3 yrs 10 mos
Raymond James & Associates, INC.Broker
December 2013 - November 2017 · 3 yrs 11 mos
State Registrations8 states
ARILKSMDNYORTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.