Scott Castleman is a registered investment advisor at Sdc Advisory, LLC, based in Ann Arbor, MI, with 2 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Asset management fees are negotiable depending upon the complexity of the client’s financial situation and the scope of services rendered. The Firm may also charge a quarterly performance fee of 20% of net profits.
Fee Estimator
Location
Ann Arbor, MI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott works as an accountant at Porvin, Burnstein & Garelik, P.L.L.C., an accounting firm, providing accounting and tax preparation services. This is a full-time commitment, including time during securities trading hours.
Employment History
Current Registrations
Sdc Advisory, LLC
Previous Registrations
Locks Capital, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.