AO
AO

Andrew Barrett Ocain

11 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)
Firm Size
420 advisors
Number of Clients
10,014 clients
Average Client Portfolio
$386K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee
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Location

Financial Center Two, 2220 Briargate Parkway, Colorado Springs, CO, 80920

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is a co-owner and co-member of Nevis, LLC, engaging in personal real estate investing in residential properties since February 2023. This activity takes a few hours per week.

Employment History
Current Registrations
T. Rowe Price Advisory Services, INC.
May 2014 - Present · 11 yrs 9 mos
T. Rowe Price Investment Services, INC.
February 2014 - Present · 12 yrs
T. Rowe Price Investment Services, INC.Broker
February 2014 - Present · 12 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.