Samantha Stephens is a registered investment advisor at LPL Financial LLC, based in Ogden, IA, with 4 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
309 W Walnut St, Ogden, IA, 50212
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Samantha works full-time for Good Wealth Financial Partners and GoodWealth, both DBAs for her LPL business. She also works as a notary in Utah and as an office manager for Functional Chiropractic Clinic, dedicating about a quarter of her time to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations1 state
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