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Adam Dorfman

11 Years of Experience
Denville, NJ
Broker

Adam Dorfman is a registered investment advisor at Wells Fargo Advisors, based in Denville, NJ, with 11 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3175 State Hwy 10, Suite 900, Denville, NJ, 07834

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam is a fencing coach in Randolph, NJ, coaching high school fencing. This activity takes about a quarter of his time.

Employment History
Current Registrations
Wells Fargo Advisors
November 2014 - Present · 11 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
April 2014 - September 2014 · 5 mos
Wells Fargo Advisors, LLCBroker
March 2014 - September 2014 · 6 mos
State Registrations18 states
AZCACTDCFLGAMAMDNCNHNJNYPASCSDTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Adam Dorfman - Financial Advisor | TrueAdvisor