Diana Apostolova
Diana Apostolova is a registered investment advisor at Rochester Investments, based in Rochester, NY, with 12 years of industry experience. Diana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 155 clients with $59M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3.0M - $6.0M | 0.75% |
| $6.0M - $11.0M | 0.65% |
| $11M+ | 0.55% |
Fee Estimator
Location
1580 W Ridge Rd, Rochester, NY, 14615
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2015Other Business ActivitiesSells Insurance
Diana provides tax preparation and payroll services since 2002, dedicating a few hours per week. She is also an annuity and life insurance agent and owns a rental property, each requiring minimal time.
Employment History
Current Registrations
Rochester Investments
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.