Thomas Woodward
Thomas Woodward is a registered investment advisor at Woodward Investment Management, LLC, based in Houston, TX, with 12 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 24 clients with $23M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable depending on the complexity of the account, the individual client’s requirements for frequency of communication, potential future business, etc. Clients receiving the same service from Woodward may be paying different Advisory Fees.
Fee Estimator
Location
Houston, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a Managing Member of Woodward LTF+ GP, LLC and a Limited Partner of Woodward LTF+, LP, both established in 2022. These entities currently conduct no business and require minimal time commitment.
Employment History
Current Registrations
Woodward Investment Management, LLC
Previous Registrations
Avalon Investment & Advisory
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.