Jaeson Lister is a registered investment advisor, based in Stamford, CT, with 11 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
March 2023 - Present · 3 yrs 2 mos
Steward Partners Investment Advisory, LLC
March 2023 - Present · 3 yrs 2 mos
Steward Partners Investment Solutions, LLCBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Kestra Advisory Services, LLC
September 2016 - March 2023 · 6 yrs 6 mos
NFP Advisor Services, LLC
September 2016 - September 2016 · 0 mos
Kestra Investment Services, LLCBroker
August 2016 - March 2023 · 6 yrs 7 mos
Midwestern Securities Trading Co.,llc
August 2014 - June 2016 · 1 yr 10 mos
Midwestern Securities Trading Company, LLCBroker
June 2014 - June 2016 · 2 yrs
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.