Deborah Swank is a registered investment advisor at LPL Financial LLC, based in Garland, TX, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
245 Cedar Sage Dr., Ste 210, Garland, TX, 75040
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Regulatory History (1)
Financial
May 2016Other Business Activities
Deborah works as a sales associate at Chico's, dedicating about a quarter of her time to this role. This outside employment is not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.