EB
EB

Eric Bergenn

12 Years of Experience
West Hartford, CT
BrokerSells Insurance

Eric Bergenn is a registered investment advisor, based in West Hartford, CT, with 12 years of industry experience.

Location

45 South Main St, Suite 203, West Hartford, CT, 06107

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Eric works full-time as a Registered Rep for Bergenn Financial Group and as an IAR for Kestra Advisory Services. He also dedicates minimal time as a Trustee and Vice Chair for the Noah Webster House & West Hartford Historical Society and about 10-20% of his time as a Consultant for Bergenn Consulting LLC.

Employment History
Current Registrations
Kestra Investment Services, LLCBroker
December 2022 - Present · 3 yrs 7 mos
Kestra Advisory Services, LLC
December 2022 - Present · 3 yrs 7 mos
Previous Registrations
MML Investors Services, LLCBroker
October 2018 - December 2022 · 4 yrs 2 mos
MML Investors Services, LLC
October 2018 - December 2022 · 4 yrs 2 mos
Foresters Advisory Services, LLC
February 2017 - October 2018 · 1 yr 8 mos
Foresters Financial Services, INC.Broker
January 2014 - October 2018 · 4 yrs 9 mos
State Registrations8 states
CACTFLMAMNNJNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Bergenn - Financial Advisor | TrueAdvisor