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Samuel Hong

12 Years of Experience
Alameda, CA
Sells Insurance

Samuel Hong is a registered investment advisor at Asia Global Asset Management, INC, based in Alameda, CA, with 12 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
4 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

Asia Global Asset Management does not directly manage your investments. Instead, they help you select a third-party advisor. The fees you pay depend on which third-party advisor you choose.

For example, if you use Matson Money, the annual fee is:

  • 1.40% on assets from $50,000 to $500,000
  • 1.20% on assets from $500,000 to $1,000,000
  • 1.00% on assets over $1,000,000

Fees are negotiable and may be lower. You can end the agreement at any time and receive a refund for any unearned fees.

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Location

1024 Santa Clara Avenue, Alameda, CA, 94501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Samuel is a sole proprietor engaged in part-time fixed insurance sales and independent life & health insurance sales since 2013. He also works full-time as Head of Growth Strategy for Molten, Inc., a digital media company.

Employment History
Current Registrations
Asia Global Asset Management, INC
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Asia Global Asset Management, INC
September 2013 - July 2016 · 2 yrs 10 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.