Brian Ridgeway is a registered investment advisor at Bahl & Gaynor LLC, based in Denver, CO, with 12 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 889 clients with $21B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3.0M - $5.0M | 0.65% |
| $5M+ | 0.50% |
Fees and services are negotiable. The minimum annual account fee is $10,000, which may be waived or discounted.
Fee Estimator
Location
Denver, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian is an Institutional Portfolio Consultant for BG IS, LLC, focusing on client service and acquisition, dedicating significantly more than full-time hours to discussing and marketing the company's securities. Brian also owns rental property through Yorkshire Ave. LLC, spending minimal time on this activity.
Employment History
Current Registrations
Bahl & Gaynor LLC
Quasar Distributors, LLCBroker
Quasar Distributors, LLC
Previous Registrations
Thornburg Investment Management INC
Thornburg Securities CorporationBroker
Advisors Asset Management, INC.
Advisors Asset Management, INC.Broker
Highland Capital Funds Distributor, INC.Broker
Ridgeworth Capital Management LLC
Ridgeworth Distributors LLCBroker
Nexbank Securities INCBroker
Highland Capital Funds Distributor, INC.Broker
Oppenheimerfunds Distributor, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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