CM
CM
Connor Mcguire
10 Years of Experience
Pleasanton, CA
3 DisclosuresBroker
Connor Mcguire is a registered investment advisor at Morgan Stanley, based in Pleasanton, CA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4309 Hacienda Drive, Suite 200, Pleasanton, CA, 94588
Get directionsHistory
Regulatory History (3)
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Criminal
January 2010Final Disposition
Criminal
April 2009Final Disposition
Criminal
April 2009Final Disposition
Employment History
Current Registrations
Morgan StanleyBroker
April 2016 - Present · 10 yrs 1 mo
Morgan Stanley
January 2016 - Present · 10 yrs 4 mos
State Registrations35 states
ARAZCACOCTIDILINKSKYLAMAMDMIMOMSMTNCNENMNVNYOHOKORPARISCSDTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.