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Geri Herro
12 Years of Experience
Chicag0, IL
Broker
Geri Herro is a registered investment advisor at Guggenheim Funds Distributors, LLC, based in Chicag0, IL, with 12 years of industry experience. Geri is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients with $7.8B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
45 advisors
IM Fee
Planning only
Assets Under Management
$7.8B
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Location
Chicag0, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Funds Distributors, LLCBroker
September 2015 - Present · 11 yrs 1 mo
Guggenheim Investments
September 2015 - Present · 11 yrs 1 mo
Guggenheim Funds Distributors, LLC
September 2015 - Present · 11 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2014 - August 2015 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2014 - August 2015 · 1 yr 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.