KS
KS

Kristin Sullivan

11 Years of Experience
Chesterfield, MO
Broker

Kristin Sullivan is a registered investment advisor, based in Chesterfield, MO, with 11 years of industry experience.

Location

14567 North Outer 40 Rd, Suite 500, Chesterfield, MO, 63017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Larson Financial Group, LLC
May 2019 - Present · 7 yrs 2 mos
Larson Financial Securities, LLCBroker
May 2019 - Present · 7 yrs 2 mos
Previous Registrations
Smith Moore & CO.
February 2018 - May 2019 · 1 yr 3 mos
Smith, Moore & CO.Broker
February 2018 - May 2019 · 1 yr 3 mos
Scottrade Investment Management
April 2017 - January 2018 · 9 mos
Scottrade, INC.Broker
March 2014 - January 2018 · 3 yrs 10 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kristin Sullivan - Financial Advisor | TrueAdvisor