Nathan Roberts is a registered investment advisor at LPL Financial LLC, based in Biloxi, MS, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2602 Pass Road, Biloxi, MS, 39531
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nathan is a business owner of E & B Enterprise, LLC since 2005, dedicating minimal time. He also operates under the DBA Keesler Financial Group for his LPL business and is a managing partner of Primary Properties, LLC, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Wells Fargo Clearing Services, LLCBroker
AXA Advisors, LLCBroker
State Farm Vp Management CORP.Broker
Hancock Investment Services, INC.Broker
Allstate Financial Services, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.