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Randall Silva

11 Years of Experience
Albuquerque, NM
2 DisclosuresBroker

Randall Silva is a registered investment advisor at LPL Financial LLC, based in Albuquerque, NM, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

303 Roma Ave Nw, Albuquerque, NM, 87102

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History

Regulatory History (2)
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Criminal
August 2025
Final Disposition
Criminal
August 2000
Final Disposition
Other Business Activities

Randall operates under the DBA "BMO Investment Services" for his LPL business. This activity is investment-related and conducted at his reported business location.

Employment History
Current Registrations
LPL Financial LLC
July 2023 - Present · 2 yrs 10 mos
LPL Financial LLCBroker
July 2023 - Present · 2 yrs 10 mos
LPL Financial LLC
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Bancwest Investment Services, INC.Broker
May 2019 - July 2023 · 4 yrs 2 mos
Bancwest Investment Services, INC. (bwis)
April 2019 - July 2023 · 4 yrs 3 mos
Bbva Wealth Solutions INC.
June 2016 - September 2018 · 2 yrs 3 mos
Bbva Securities INC.Broker
October 2015 - September 2018 · 2 yrs 11 mos
AXA Advisors, LLC
January 2014 - June 2015 · 1 yr 5 mos
AXA Advisors, LLCBroker
November 2013 - June 2015 · 1 yr 7 mos
State Registrations24 states
AZCACOFLGAIAIDILINMIMONCNENMNVOHOKORSCTXVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.