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Hollis Hardiman

12 Years of Experience
Alpharetta, GA
BrokerSells Insurance

Hollis Hardiman is a registered investment advisor, based in Alpharetta, GA, with 12 years of industry experience.

Location

2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Hollis works full-time as an investment advisor with Merit Financial Group since July 2024. Hollis also dedicates minimal time to fixed insurance sales and serves as treasurer for the Connecticut Council of Non-Adversarial Divorce.

Employment History
Current Registrations
Purshe Kaplan Sterling Investments
August 2024 - Present · 1 yr 11 mos
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - Present · 1 yr 11 mos
Merit Financial Advisors
November 2019 - Present · 6 yrs 8 mos
Previous Registrations
Private Advisor Group, LLC
January 2015 - November 2019 · 4 yrs 10 mos
LPL Financial LLCBroker
January 2015 - August 2024 · 9 yrs 7 mos
Wells Fargo Advisors, LLC
January 2014 - January 2015 · 1 yr
Wells Fargo Advisors, LLCBroker
December 2013 - January 2015 · 1 yr 1 mo
State Registrations20 states
AZCACOCTFLINMAMDMENCNHNJNMNYPATNTXVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Hollis Hardiman - Financial Advisor | TrueAdvisor