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Heather Brockhurst

Prosperitas Financial, LLC
8 Years of Experience
Las Vegas, NV
Sells Insurance
View SEC Summary
View SEC Summary

Heather Brockhurst is a registered investment advisor at Prosperitas Financial, LLC, based in Las Vegas, NV, with 8 years of industry experience. Heather operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 2,138 clients with $810M in assets under management.

Prosperitas Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
39 advisors
Number of Clients
2,138 clients
Average Client Portfolio
$380K average
Assets Under Management
$812.5M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is up to 2.00%, billed monthly in advance. Fees are negotiable. Third-party money manager programs carry a maximum fee of up to 2.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8400 W. Sunset Road, Suite #300, Las Vegas, NV, 89113

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Heather sells life, disability, long-term care, fixed annuity, and health insurance as an agent, dedicating minimal time to this. She is also a real estate agent and a managing member of I.I.S., LLC, selling health insurance, dedicating a few hours per week.

Employment History
Current Registrations
Prosperitas Financial, LLC
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
MML Investors Services, LLC
November 2021 - August 2023 · 1 yr 9 mos
MML Investors Services, LLCBroker
September 2021 - August 2023 · 1 yr 11 mos
Park Avenue Securities LLC
September 2019 - June 2021 · 1 yr 9 mos
Park Avenue Securities LLCBroker
August 2019 - June 2021 · 1 yr 10 mos
Ameriprise Financial Services, INC.
May 2017 - August 2017 · 3 mos
Ameriprise Financial Services, INC.Broker
May 2017 - August 2017 · 3 mos
RBC Capital Markets, LLC
September 2014 - June 2015 · 9 mos
RBC Capital Markets, LLCBroker
September 2014 - June 2015 · 9 mos
Wells Fargo Advisors, LLC
March 2014 - July 2014 · 4 mos
Wells Fargo Advisors, LLCBroker
January 2014 - July 2014 · 6 mos
State Registrations1 state
NV
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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