CB
CB

Christopher Brock

12 Years of Experience
Oconomowoc, WI
Broker

Christopher Brock is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Oconomowoc, WI, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

1245 Corporate Center Drive, Oconomowoc, WI, 53066

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is involved with the Brookfield Business Builders Networking Group, serving on the membership committee since 2015. He dedicates a few hours per week to networking.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
April 2016 - Present · 10 yrs 1 mo
Robert W. Baird & CO. Incorporated
April 2016 - Present · 10 yrs 1 mo
Robert W. Baird & CO. IncorporatedBroker
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLC
March 2014 - May 2016 · 2 yrs 2 mos
Wells Fargo Advisors, LLCBroker
January 2014 - May 2016 · 2 yrs 4 mos
State Registrations26 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.