Geoffrey Fellows
Geoffrey Fellows is a registered investment advisor at Embarcadero Capital Advisors, INC., based in Laguna Hills, CA, with 12 years of industry experience. Geoffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 250 clients with $60M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Embarcadero Capital Advisors manages investment portfolios through an Advisor Managed Portfolios Wrap Fee Program. The fees for this program are described in a separate brochure. They also use third-party managers, whose fees are also detailed in a separate brochure. Financial planning is included with the Advisor Managed Portfolios service at no additional cost.
Location
23151 Verdugo Drive, Suite 106, Laguna Hills, CA, 92653
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Geoffrey is an independent insurance agent, dedicating minimal time to this role. He also serves as Chief Compliance Officer, Chief Operating Officer, and Chief Financial Officer for Embarcadero Capital Advisors, Inc., and is a Registered Representative with The Leaders Group, Inc., dedicating nearly full-time hours to each of these roles.
Employment History
Current Registrations
Embarcadero Capital Advisors, INC.
Previous Registrations
The Leaders Group, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Royal Alliance Associates, INC.
Nwf Advisory Services INC
Royal Alliance Associates, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.