David Roth is a registered investment advisor, based in White Salmon, WA, with 12 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.
Location
White Salmon, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an investment advisor representative (IAR) for Cooper McManus RIA, spending about 10-20% of his time there. He is also an independent insurance agent for various companies, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cooper Mcmanus
Cambridge Investment Research, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Geneos Wealth Management, INC.Broker
Geneos Wealth Management, INC.
Edward Jones
Edward JonesBroker
Nylife Securities LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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