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Nathan Nelson

11 Years of Experience
Newport Beach, CA
Broker

Nathan Nelson is a registered investment advisor, based in Newport Beach, CA, with 11 years of industry experience.

Location

4695 MacArthur Court, Suite 480, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nathan owns rental real estate property and manages tenants, dedicating minimal time to it. He also works as an administrative representative of a RIA, a portfolio admin for DBA Newport Advisory, LLC, and an investment advisor rep and reg rep for Mariner Wealth Advisors and MSEC LLC, respectively, dedicating a significant amount of time to these investment-related activities.

Employment History
Current Registrations
Msec, LLCBroker
December 2024 - Present · 1 yr 5 mos
Msec, LLC
December 2024 - Present · 1 yr 5 mos
Mariner Wealth
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
October 2024 - December 2024 · 2 mos
Cambridge Investment Research, INC.Broker
November 2020 - December 2024 · 4 yrs 1 mo
Vanguard Marketing CorporationBroker
November 2013 - March 2020 · 6 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nathan Nelson - Financial Advisor | TrueAdvisor