James Letteney is a registered investment advisor at Letteney Financial Advisory, LLC, based in Waldoboro, ME, with 10 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 40 clients with $2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.75% |
| $50K - $75K | 1.70% |
| $75K - $100K | 1.60% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.40% |
| $500K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees are negotiable and may be reduced or waived at the firm's discretion.
Fee Estimator
Location
Waldoboro, ME
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James owns Disc Master DJ Services, an entertainment business, since 1998. He spends about 10-20% of his time managing all aspects of the business.
Employment History
Current Registrations
Letteney Financial Advisory, LLC
Previous Registrations
Maine Advisory Associates, INC.
Cadaret Grant & CO INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.